Dynamic, conscientious, and encouraging, Dave is committed to doing his best to help clients and their families reach their goals and dreams. In client relationships, Dave sees his role as not only a financial advisor but also an educator and coach. He is passionate about helping people make productive and meaningful financial decisions. Previous to joining Loring Advisory Group, Dave was a Financial Advisor at Edward Jones for over a decade.
Dave grew up in Kansas and attended Webster University earning a B.A. in Social Sciences. He began his adult working life in Southeast Asia as a university administrator at Webster University Thailand before moving on to become Coordinator of the Study Abroad office at Webster’s home campus in St. Louis. He continued his career as a university administrator in Vietnam where he established the first Disabilities Support Service for college students in the country. He earned an Executive MBA from the Royal Melbourne Institute of Technology, a certificate in Management and Leadership from Harvard University’s School of Education, and is a certificant of the Investment Management Theory and Practice program through the Yale University School of Management.
Dave leads a quiet yet active life with his wife Lam and their two children, Jacob and James. He enjoys learning about history and theology, drinking good coffee, watching British television, playing tennis, gardening, traveling, and relaxing by the sea.
Professional Designations, Certifications, Securities Registrations and Licenses
- CERTIFIED FINANCIAL PLANNER® Practitioner
- Certified Investment Management Analyst® (CIMA®)
- FINRA General Securities Representative (Series 7)
- FINRA Uniform Combined State Law Examination (Series 66)
- Investment Advisor Representative*
- Licensed Life and Health Insurance Broker/Agent
- Enrolled Agent (EA) Certification – Internal Revenue Service (2025), #00166811-EA.
Awards and Professional Affiliations
- Former Chair, Hosparus Health Community Board
- Past Board Member, Taylor County Public Library
- Coordinator of CCD, Our Lady of Perpetual Help
- Founder and Leader of Learners Book Club, Taylor County Public Library
- Member, Abigail Adams Historical Society
*Securities and advisory services offered through Commonwealth Financials Network(R), Member FINRA/SIPC, a Registered Investment Adviser.
2022 Edward Jones Client Service Excellence Award, Highest Client Satisfaction Score, issued by Edward Jones. Presented June 2023, for the previous calendar year. Sixty-eight branches were considered. Not indicative of future performance, your experience may vary. Click here for more information.
2016-2018, 2020-2024 Best Financial Advisor, created by Central Kentucky News Journal. The 2024 Award was presented in July 2024. Data based on voting period between 6/1 – 6/21. Award winners are determined by the most paper ballots submitted from any reader of the Central Kentucky News Journal. One vote per customer. This award does not imply an endorsement, recommendation, or reflect the performance of the advisor. Click here for more information.
Testimonials
“Dave is amazing! He has always been here for me when I need him. He takes care of everything for me. I trust him completely. That is why I followed him from Edward Jones, and yes that was a big step I know.” - Barbara
The statement was provided June 2025 by Barbara Blevins who is a client. This statement may not be representative of the experience of others and is not a guarantee of future performance or success. For additional reviews, search us wherever local businesses are reviewed.
“Dave has taught me about financial matters, and helped me have peace of mind regarding many questions I have had. He is honest, straight forward, concerned, and very considerate of his clients." - Edith
The statement was provided June 2025 by Edith who is a client. This statement may not be representative of the experience of others and is not a guarantee of future performance or success. For additional reviews, search us wherever local businesses are reviewed.
“I trust Dave to do his best for my investment. With the recent market volatility, I'm relieved that Dave has control. He is available if I have questions or need to do something new or different. Dave makes my wife and I feel like we are valued clients. He is honest with his plan and my (your) time and investment." - Stephen
The statement was provided June 1, 2025 by Stephen Morris who is a client. This statement may not be representative of the experience of others and is not a guarantee of future performance or success. For additional reviews, search us wherever local businesses are reviewed.
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